Compliance Consulting Services

Kaith Consultants is a top tier Investment & Business Consulting firm.

Compliance Consulting Services

Regulatory pressure is increasing around the world, Kaith Consultants is the right partner for any investment firm that needs support in running an efficient and high-quality compliance function.

Our very experienced consulting team and partners provides support on all compliance and AML related matters. We assist companies globally during the full cycle of the compliance function, from the initial set up to ongoing support.

Kaith Consultants, delivers a suite of regulatory compliance services tailored to the needs of investment managers, registered investment companies, hedge funds/alternative investment products, money managers and exchange-traded funds/vehicles. We establish long-standing relationships with global service providers in the investment management industry, ensuring that our shared clients receive consistent, high-quality services. Our approach to promoting compliance excellence is achieved through the diverse experience and knowledge of our trusted and dedicated compliance professionals coupled with the strategic oversight of senior management.

Kaith Consultants Areas of specialization;

      • Assistance with the initial set up of the compliance function including set up of policies and procedures and hiring of qualified employees
      • Strategic review of compliance function and evaluation of systems and controls
      • Day to day operational support including reporting to the regulators
      • Advice on capital adequacy requirements
      • Continuous training of members