Financial Licensing Services Copy

Kaith Consultants is a top tier Investment & Business Consulting firm.

Financial Licensing Services

Kaith Consultants have hands on experience and expertise in obtaining financial licenses in Africa, and various offshore jurisdictions for;

      • Mutual & Hedge fund licenses
      • Securities Dealers / Forex Brokers licenses.
      • Banking Licenses

Increasing regulation globally have added complexity in applying for and operating an investment firm. Selecting the right advisory firm to guide you through the process and help you operate has never been more essential.

Our licensing and advisory experts have years of experience with global investment firms and regulators around the world including but not limited to Kenya (CMA), Seychelles (FSA), Cyprus (CySEC), the UK (FCA), Australia (ASIC), South Africa (FSCA), Dubai (DFSA) and many others including offshore jurisdictions like Cayman Islands (CIMA), the Bahamas (BFSB), Bermuda (BMA) and St Vincent and the Grenadines.

Kaith Consultants Areas of specialization:

      • Analysis of operations and advise as to best jurisdiction (s) to obtain license as well as to the type of license to be obtained
      • Assistance with application process and continues follow up with regulators until license is granted.
      • Assistance with initial set up, including full systems/office set up and staffing
      • Assistance with compliance support, accounting, internal audit and external audit
      • Preparation of business plan and drafting of regulatory policies and procedures
      • Ongoing compliance monitoring